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Nicholas Stephen Reed

Investment Adviser Representative at CAPSTONE FINANCIAL ADVISORS INC

Brentwood, TNCRD #7252345Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
3 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
IllinoisTennesseeTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/14/2020
Series 7
General Securities Representative Examination
Passed 6/17/2020
SIE
Securities Industry Essentials Examination
Passed 5/8/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $2,000,0001.00%
Next $2,000,0000.75%
Next $2,000,0000.60%
Over $6,000,0000.50%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Capstone Financial Advisors Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAPSTONE FINANCIAL ADVISORS INCCurrent
5/10/2023Brentwood, TN
SECURITIES AMERICA ADVISORS, INC.
7/15/20205/15/2023Jeffersonville, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Stephen Reed has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Nicholas Stephen Reed - Financial Advisor in Brentwood, TN | AdvisorFinder