Marisa Ann Marshall
Investment Adviser Representative at Capstone Financial Advisors Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Marisa Ann Marshall is an investment adviser representative with Capstone Financial Advisors Inc in Downers Grove, IL, where they have been registered since 2025, the year they entered the securities industry. They are registered to provide investment advice in Illinois and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Capstone Financial Advisors Inc.Jan 2020 – no end date reportedDowners Grove, IL
- THE Mather GroupJul 2019 – Sep 2019Chicago, IL
- Morton Private WealthMay 2018 – Aug 2018Geneva, IL
- BaronciniJan 2019 – May 2019Iowa City, IA
- ShortsMay 2018 – Dec 2018Iowa City, IA
- University OF IOWAAug 2014 – May 2019Iowa City, IA
- Unemployed / JOB SearchOct 2019 – Dec 2019Elmhurst, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Capstone Financial Advisors Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $1,000,000 (waivable)
- First $2,000,0001.00%
- Next $2,000,0000.75%
- Next $2,000,0000.60%
- Over $6,000,0000.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Capstone offers comprehensive wealth management services including investment management, tax planning and preparation, retirement planning, education planning, estate planning, risk management, and family office services for multi-generational wealth management.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 17
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Downers Grove, IL
- Founded:
- 1999
- SEC file number:
- 801-56979
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Capstone Financial Advisors Inc
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marisa Ann Marshall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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