CAPSTONE FINANCIAL ADVISORS INC
SEC RegisteredInvest in Your Future
About the firm
Capstone Financial Advisors is a fee-only, personal financial advisory firm that works with high-net-worth individuals, families, and institutions. Founded in 1999 in Downers Grove, Illinois, the firm delivers goal-based financial planning and personalized wealth management services. As fiduciaries, Capstone advisors accept neither commissions nor additional compensation for the services they recommend.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Capstone offers comprehensive wealth management services including investment management, tax planning and preparation, retirement planning, education planning, estate planning, risk management, and family office services for multi-generational wealth management.
Who they serve
High-net-worth individuals, families, and institutions
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 692 | $264M |
| High Net Worth Individuals | 376 | $2.6B |
| Charitable Organizations | 4 | $7.1M |
6 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
17 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $2,000,000 | 1.00% |
| Next $2,000,000 | 0.75% |
| Next $2,000,000 | 0.60% |
| Over $6,000,000 | 0.50% |
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CAPSTONE FINANCIAL ADVISORS INC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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