Nichole Saray
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nichole Saray is an investment adviser representative with J.p. Morgan Securities LLC in Austin, TX, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with Wells Fargo Advisors. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
1 state or territory
Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- J.p. Morgan Securities LLCMar 2026 – no end date reportedAustin, TX
- Jpmorgan Chase BANK, N.A.Mar 2026 – no end date reportedAustin, TX
- Wells Fargo Clearing Services, LLCOct 2022 – Mar 2026Austin, TX
- Wells Fargo Bank, N.A.Aug 2021 – Mar 2026Austin, TX
- Frost BankApr 2021 – Jul 2021Austin, TX
- A+ Federal Credit UnionJan 2021 – Mar 2021Austin, TX
- Wells Fargo Bank, N.A.Apr 2019 – Feb 2021Austin, TX
- JPMorgan Chase Bank, N.A.Jan 2018 – Apr 2019Austin, TX
- UnemployedDec 2017 – Dec 2017Austin, TX
- AmazonNov 2017 – Nov 2017Austin, TX
- TargetOct 2017 – Nov 2017Austin, TX
- UnemployedFeb 2017 – Sep 2017Austin, TX
- I K Osorio InvestmentsJan 2017 – Jan 2017Round Rock, TX
- UnemployedMar 2016 – Dec 2016Austin, TX
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nichole Saray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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