Nicolas G Valdes-Fauli
Investment Adviser Representative at MAIN Street Financial Solutions, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Nicolas G. Valdes-Fauli is an investment adviser representative with MAIN Street Financial Solutions, LLC in Doral, FL, where they have been registered since 2020. They have worked in the securities industry since 2015. They have passed 3 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida and New York.
Registrations & licenses
- Investment adviser:
- Florida, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MAIN STREET FINANCIAL SOLUTIONS dba Thin Blue Line FinancialJun 2010 – no end date reportedNew York, NY
- MAIN STREET FINANCIAL SOLUTIONS dba Thin Blue Line FinancialMar 2023 – no end date reportedDoral, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MAIN Street Financial Solutions, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management and financial planning, including goal setting, budgeting, retirement account review, savings planning, and guidance on major financial decisions such as home purchases.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 41
- Offices listed on AdvisorFinder:
- 12
- Main office:
- Newtown, PA
- SEC file number:
- 801-117871
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 10, 2026
View full firm profileOther advisors at MAIN Street Financial Solutions, LLC
Showing 12 of 41 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicolas G Valdes-Fauli has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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