AdFi
ND

Noah D. Wertheimer

Investment Adviser Representative at REALTA INVESTMENT ADVISORS, INC

Aurora, COCRD #4907880Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
22 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
AlabamaArizonaCaliforniaColoradoDelawareFloridaHawaiiIdahoIllinoisMassachusettsMichiganNew JerseyNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaTexasVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/13/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 4/22/2005
Series 7
General Securities Representative Examination
Passed 3/16/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Realta Investment Advisors, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REALTA INVESTMENT ADVISORS, INCCurrent
1/10/2020Aurora, CO
J.P. MORGAN SECURITIES LLC
10/1/201212/6/2019Englewood, CO
CHASE INVESTMENT SERVICES CORP.
6/19/200810/1/2012Englewood, CO
LPL FINANCIAL CORPORATION
10/17/20074/3/2008Bingham Farms, MI
MORGAN STANLEY
5/17/20058/23/2006Centennial, CO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at REALTA INVESTMENT ADVISORS, INC

Showing 12 of 61 in the directory

View REALTA INVESTMENT ADVISORS, INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Noah D. Wertheimer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Noah D. Wertheimer - Financial Advisor in Aurora, CO | AdvisorFinder