Oscar Nieves Santana
Investment Adviser Representative at Stephens
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Oscar Nieves Santana is an investment adviser representative with Stephens in Little Rock, AR, where they have been registered since 2024, the year they entered the securities industry. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arkansas and Texas.
Office
Advisors at this office: 62
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arkansas, Texas
- Broker:
1 state or territory
Arkansas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- University of Central ArkansasAug 2014 – May 2018Conway, AR
- Central Bank of the Dominican RepublicJun 2017 – Aug 2017Santo Domingo
- UnemployedMay 2018 – Aug 2018Conway, AR
- Arkansas Development Finance AuthorityAug 2018 – May 2019Little Rock, AR
- UnemployedJun 2019 – Jul 2019Conway, AR
- UnemployedJul 2019 – Feb 2020Santo Domingo
- AFP SiembraFeb 2020 – Jun 2021Santo Domingo
- AFP SiembraJun 2021 – Feb 2023Santo Domingo
- Global Impact AssetsFeb 2023 – Feb 2024Santo Domingo
- Global Impact AssetsFeb 2024 – Apr 2024Conway, AR
- UnemployedApr 2024 – Aug 2024Conway, AR
- Stephens IncSep 2024 – Nov 2025Little Rock, AR
- Stephens IncNov 2025 – no end date reportedLittle Rock, AR
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Stephens
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 243
- Offices listed on AdvisorFinder:
- 21
- Main office:
- Little Rock, AR
- SEC file number:
- 801-15510
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Stephens
Showing 12 of 243 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Oscar Nieves Santana has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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