Parker Sanderson
Investment Adviser Representative at RBC Capital Markets, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Parker Sanderson is an investment adviser representative with RBC Capital Markets, LLC in Bangor, ME, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Cetera Investment Advisers LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Maine.
Office
Advisors at this office: 9
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Maine
- Broker:
15 states and territories
California, Delaware, Florida, Georgia, Maine, Massachusetts, Michigan, New Hampshire, New Mexico, New York, Ohio, Pennsylvania, Vermont, Virginia, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Modern Woodmen of AmericaSep 2020 – Jun 2021Rock Island, IL
- Symmetry Financial GroupFeb 2020 – Jul 2020Falmouth, ME
- Morgan StanleyJun 2019 – Feb 2020Portland, ME
- Play it Again SportsNov 2016 – Jun 2020Portland, ME
- Bangor Lawn and LandscapeMay 2017 – Aug 2017Bangor, ME
- University of Southern MaineSep 2015 – Dec 2019Portland, ME
- Guidance Point Retirement Services, LLCFeb 2024 – Oct 2024Portland, ME
- Nate Holyoke BuildersJun 2021 – Oct 2021Bucksport, ME
- First National BankOct 2021 – Feb 2024Bangor, ME
- Cetera Investment Services LLCNov 2024 – Nov 2025St Cloud, MN
- First National BANKNov 2024 – Nov 2025Bangor, ME
- Cetera Investment Advisers LLCJan 2025 – Nov 2025Bangor, ME
- RBC Capital Markets, LLCNov 2025 – no end date reportedBangor, ME
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RBC Capital Markets, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement Plan Rollovers, Retirement Income Planning, Portfolio Management, Estate Planning Services, Education Funding, Company Stock Option Planning, and Tax-Exempt Municipal Bonds.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,804
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-13059
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at RBC Capital Markets, LLC
Showing 12 of 3,804 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Parker Sanderson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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