Parviz Paul Pourfarid

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NCCRD #2112613Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

35 yrs

States Registered

4 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 4 states

ArizonaCaliforniaPennsylvaniaWisconsin

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 7/7/2005

Series 63

Uniform Securities Agent State Law Examination

Passed 9/13/1991

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 11/10/1993

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 7/19/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

IP FINANCIAL ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent

8/20/2025 – CHARLOTTE, NC

ESSEX NATIONAL SECURITIES, INC.

7/23/2004 – 3/4/2005NAPA, CA

INVEST FINANCIAL CORPORATION

7/23/1991 – 1/31/1997APPLETON, WI

BANC OF AMERICA INVESTMENT SERVICES, INC.

5/18/2007 – 10/23/2009CANOGA PARK, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

3/31/2005 – 5/21/2007ENCINO, CA

CITICORP INVESTMENT SERVICES

2/5/2003 – 5/12/2004LONG ISLAND CITY, NY

WESTERN INTERNATIONAL SECURITIES, INC.

12/7/2010 – 7/9/2025Westlake Village, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

10/23/2009 – 11/18/2010WESTLAKE VILLAGE, CA

CAL FED INVESTMENTS

1/31/1997 – 2/5/2003SACRAMENTO, CA

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Parviz Paul Pourfarid has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.