Dale A Pope

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NCCRD #1128816Investment Adviser Rep

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

43 yrs

States Registered

14 states

Exams Passed

Registrations & licenses

Registration type

Investment Adviser Rep

Registered in 14 states

DelawareFloridaIllinoisIndianaNevadaNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaSouth DakotaVirginiaWashingtonWisconsin

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 8/10/1983

Series 39

Direct Participation Programs Principal Examination

Passed 11/8/1984

Series 26

Investment Company Products/Variable Contracts Principal Examination

Passed 4/13/1983

Series 99TO

Operations Professional Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 22

Direct Participation Programs Representative Examination

Passed 6/8/1984

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 12/21/1982

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

IP FINANCIAL ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent

11/1/2020 – CHARLOTTE, NC

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION

7/13/1983 – 9/17/1987

INVESTORS CAPITAL CORP.

5/20/2005 – 10/26/2010LYNNFIELD, MA

CITCO-QUAKER FUND DISTRIBUTORS, INC.

3/31/1997 – 1/10/2002MALVERN, PA

AMERICAN CAPITAL CORPORATION

12/4/1987 – 12/16/2001VALLEY FORGE, PA

PAN-AMERICAN FINANCIAL ADVISERS

12/16/2001 – 9/16/2003NEW ORLEANS, LA

MERCAP SECURITIES, LLC

1/13/2012 – 11/3/2020PAOLI, PA

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dale A Pope has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.