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Patrick Joseph Prato

Investment Adviser Representative at BOYD WATTERSON ASSET MANAGEMENT, LLC

Cleveland, OHCRD #2277651Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
37 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 37 states
AlabamaArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIllinoisIndianaKansasLouisianaMarylandMassachusettsMichiganMinnesotaMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaTennesseeTexasUtahVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/6/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 12/4/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/19/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/16/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Institutional Fixed Income - First $50M0.30%
Institutional Fixed Income - Next $50M0.25%
Institutional Fixed Income - Over $100M0.20%
Non-Institutional Fixed Income - All Assets0.50%
Institutional Equity - First $10M0.75%
Institutional Equity - Next $15M0.60%
Institutional Equity - Next $25M0.50%
Institutional Equity - Next $50M0.40%
Institutional Equity - Over $100M0.30%
Non-Institutional Equity - All Assets1.00%
International Equity - First $10M1.00%
International Equity - Next $15M0.85%
International Equity - Next $25M0.75%
International Equity - Next $50M0.65%
International Equity - Over $100M0.55%
Source

BOYD Watterson Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

QUASAR DISTRIBUTORS, LLCCurrent
4/23/2024Cleveland, OH
BOYD WATTERSON ASSET MANAGEMENT, LLCCurrent
11/2/2017Cleveland, OH
PERSIMMON CAPITAL MANAGEMENT LP
8/16/201110/16/2012Boston, MA
OLD MUTUAL CAPITAL
6/8/20097/27/2009Aurora, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Joseph Prato has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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