AdFi
PJ

Patrick Joseph Tobin

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Sewickley, PACRD #1656154Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
30 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 30 states
ArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIllinoisKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVermontVirginiaWashingtonWest VirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/8/2009
Series 65
Uniform Investment Adviser Law Examination
Passed 6/23/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 9/14/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 11/22/2006
Series 7
General Securities Representative Examination
Passed 8/15/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
5/16/2013Sewickley, PA
RBC CAPITAL MARKETS, LLCCurrent
5/16/2013Gibsonia, PA
MORGAN STANLEY
9/10/20096/13/2013Pittsburgh, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Joseph Tobin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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