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Patrick M Cassidy

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Bedminster, NJCRD #4887461Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
11 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
CaliforniaConnecticutFloridaGeorgiaMassachusettsNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaVermont
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/15/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/18/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
3/17/2010Bedminster, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/19/20057/7/2008Pennington, NJ
GPC SECURITIES, INC.
6/8/20074/15/2008Atlanta, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick M Cassidy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Patrick M Cassidy - Financial Advisor in Bedminster, NJ | AdvisorFinder