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Patrick Michael Jeffs-Catone

Investment Adviser Representative at GOLDEN STATE WEALTH MANAGEMENT, LLC

Dallas, TXCRD #5738008Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
50 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Patrick Michael Jeffs-catone has worked in the securities industry since 2011. They are registered to provide investment advisory services in 50 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 50 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/30/2011
SIE
Securities Industry Essentials Examination
Passed 3/9/2018
Series 7
General Securities Representative Examination
Passed 2/8/2011
Series 24
General Securities Principal Examination
Passed 7/5/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Golden State Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASCENTIS INDEPENDENT ADVISORS, LLCCurrent
9/15/2022Dallas, TX
ASCENTIS ASSET MANAGEMENT, LLCCurrent
3/25/2022South Coast Metro, CA
LPL FINANCIAL LLCCurrent
1/8/2019Anaheim Hills, CA
GOLDEN STATE WEALTH MANAGEMENT, LLCCurrent
8/6/2013Powell, WY
REDWOOD INVESTMENT GROUP, INCCurrent
6/21/2013Fort Bragg, CA
GOLDEN STATE EQUITY ADVISORS, LLC
3/26/20189/20/2022Santa Ana, CA
GOLDEN STATE ASSET MANAGEMENT
7/10/20203/14/2022Santa Ana, CA
LPL FINANCIAL LLC
7/25/201612/23/2016Fort Bragg, CA
LPL FINANCIAL LLC
6/5/20121/28/2016Fort Bragg, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
7/14/20116/5/2012Newport Beach, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Patrick Michael Jeffs-Catone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Patrick Michael Jeffs-Catone - Financial Advisor in Dallas, TX | AdvisorFinder