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Paul David Chamberlain

Investment Adviser Representative at WELLESLEY ASSET MANAGEMENT, INC.

Portsmouth, NHCRD #2705074Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Paul David Chamberlain has worked in the securities industry since 1998. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in Iowa and New Hampshire.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IowaNew Hampshire
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/17/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 6/22/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/4/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Wellesley Asset Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WELLESLEY ASSET MANAGEMENT, INC.Current
12/21/2017Portsmouth, NH
FORESIDE FUND SERVICES, LLCCurrent
10/13/2017Pleasant Hill, IA
PRINCIPAL GLOBAL INVESTORS
4/14/20091/26/2017Des Moines, IA
PRINCOR FINANCIAL SERVICES CORPORATION
1/5/20054/15/2009Des Moines, IA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul David Chamberlain has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Paul David Chamberlain - Financial Advisor in Portsmouth, NH | AdvisorFinder