WELLESLEY ASSET MANAGEMENT, INC.
SEC RegisteredInnovating Fixed Income Through Convertible Investing
About the firm
Wellesley Asset Management provides alternative fixed income solutions through convertible investing. The Miller Family of Funds offers access to convertible securities through two complementary strategy categories: core long-only strategies and hedged market-neutral strategies designed to enhance portfolio construction.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Core long-only convertible bond strategies emphasizing bond-like characteristics and modest equity participation, and hedged market-neutral convertible arbitrage strategies that take long positions in convertible bonds and short positions in underlying equities to capture relative value opportunities.
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 958 | $394M |
| High Net Worth Individuals | 288 | $487M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 1 | $138M |
| Charitable Organizations | 22 | $127M |
| State/Municipal Entities | 12 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 3 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
16 advisors in the directory
Regulatory & compliance
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. WELLESLEY ASSET MANAGEMENT, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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