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Paul M Litchfield

Investment Adviser Representative at CLARO ADVISORS INC.

Southington, CTCRD #5970864Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ConnecticutMassachusetts
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/28/2011
Series 31
Futures Managed Funds Examination
Passed 12/30/2011
Series 7
General Securities Representative Examination
Passed 9/30/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Claro Advisors Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CLARO ADVISORS INC.Current
11/21/2017Southington, CT
FERRIS CAPITAL, LLC
5/19/201411/9/2017Marlborough, MA
MORGAN STANLEY
10/31/20117/24/2013Boston, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul M Litchfield has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Paul M Litchfield - Financial Advisor in Southington, CT | AdvisorFinder