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Paul Maletsky

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Short Hills, NJCRD #4274356Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
25 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 25 states
ArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIdahoIndianaMarylandMassachusettsMinnesotaMissouriMontanaNew HampshireNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaSouth CarolinaTennesseeTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/19/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 9/4/2012
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 11/9/2000
Series 7
General Securities Representative Examination
Passed 10/10/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
3/20/2013Short Hills, NJ
WILDWOOD CAPITAL SECURITIES, INC.
3/21/20123/28/2013Middleton, WI
ASSENT LLC
9/16/20035/18/2010Edison, NJ
WORLDCO, L.L.C.
10/11/20003/27/2002New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul Maletsky has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Paul Maletsky - Financial Advisor in Short Hills, NJ | AdvisorFinder