Payton Taylor Whalen
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Payton Taylor Whalen is an investment adviser representative with J.p. Morgan Securities LLC in Park City, UT, where they have been registered since 2025. They have worked in the securities industry since 2022 and were previously registered with MML Investors Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Utah.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Utah
- Broker:
1 state or territory
Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cape Cod National Golf CourseJun 2012 – Sep 2019Brewster, MA
- South Warf Yacht YardMay 2017 – Aug 2017New Bedford, MA
- Bluefins Sushi and Sake BarNov 2017 – Aug 2018Chatham, MA
- Hole in One Orleans Breakfast CafeNov 2017 – Feb 2018Orleans, MA
- PokeworksSep 2018 – Oct 2019Burlington, VT
- University of VermontJan 2019 – May 2019Burlington, VT
- MML Investors Services, LLCSep 2019 – Jul 2020Colchester, VT
- The Carrick Group LLCJun 2020 – May 2021Plymouth, MA
- Big Bear Mountain ResortNov 2020 – Apr 2021Big Bear Lake, CA
- Fidelity InvestmentsSep 2021 – Jan 2023Salt Lake City, UT
- Pruco Securities LLCJun 2023 – Aug 2023South Jordan, UT
- Hopkins Brewing CompanyMar 2022 – Mar 2023Salt Lake City, UT
- MML Investors Services, LLCSep 2023 – Feb 2025Park City, UT
- Massachusetts Mutual Life Insurance CoJan 2024 – Feb 2025Park City, UT
- J.p. Morgan Securities LLCFeb 2025 – no end date reportedPark City, UT
- Jpmorgan Chase BANK, N.A.Feb 2025 – no end date reportedPark City, UT
- 3 Carrots IncMay 2024 – Jun 2024Salt Lake City, UT
- Oasis OutsourcingSep 2019 – Mar 2020Brewster, MA
- Fidelity Brokerage Services LLCSep 2021 – Jan 2023Salt Lake City, UT
- Prudential FinancialJun 2023 – Aug 2023South Jordan, UT
- UnemployedJun 2021 – Aug 2021Salt Lake City, UT
- UnemployedApr 2023 – May 2023South Jordan, UT
- Glenwild Golf Club and SpaJun 2024 – no end date reportedPark City, UT
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Payton Taylor Whalen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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