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Peter C Jarrett

Investment Adviser Representative at ROTHSCHILD INVESTMENT

Chicago, ILCRD #7037479Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
5 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Peter C. Jarrett has worked in the securities industry since 2019. They are registered to provide investment advisory services in Illinois, Indiana, Michigan, Ohio, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
IllinoisIndianaMichiganOhioWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/26/2019
Series 7
General Securities Representative Examination
Passed 3/22/2019
SIE
Securities Industry Essentials Examination
Passed 1/25/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $3,000,0001.25%
Next $4,000,0001.00%
Next $8,000,0000.75%
Over $15,000,0000.50%
Source

Rothschild Investment Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ROTHSCHILD INVESTMENTCurrent
10/17/2023Chicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter C Jarrett has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Peter C Jarrett - Financial Advisor in Chicago, IL | AdvisorFinder