Thomas McCarthy Obrien
Investment Adviser Representative at ROTHSCHILD INVESTMENT
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Thomas Mccarthy Obrien has worked in the securities industry since 2009. They are registered to provide investment advisory services in Illinois.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| First $3,000,000 | 1.25% |
| Next $4,000,000 | 1.00% |
| Next $8,000,000 | 0.75% |
| Over $15,000,000 | 0.50% |
Rothschild Investment Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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