AdFi
PD

Peter D Ryan

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Short Hills, NJCRD #1525910Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
16 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
ArizonaCaliforniaConnecticutDistrict of ColumbiaFloridaGeorgiaMississippiNew JerseyNew MexicoNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTexasVermontVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/21/2011
Series 65
Uniform Investment Adviser Law Examination
Passed 5/9/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 11/13/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/22/2011
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/8/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
4/25/2011Short Hills, NJ
HAMILTON CAVANAUGH & ASSOCIATES, INC.
8/14/19951/21/2011White Plains, NY
METROPOLITAN LIFE INSURANCE COMPANY
1/29/19923/21/1996New York, NY
DIVERSIFIED INVESTORS SECURITIES CORP.
1/10/19944/13/1995Harrison, NY
MONY SECURITIES CORP.
6/9/19891/10/1994New York, NY
METLIFE SECURITIES INC.
1/29/19923/4/1992Springfield, MA
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
6/9/198910/15/1990New York, NY
J & H EQUITY CORPORATION
6/23/198610/10/1986

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Showing 12 of 25660 in the directory

View MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter D Ryan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Peter D Ryan - Financial Advisor in Short Hills, NJ | AdvisorFinder