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Peter Geoffrey Snelling

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Exton, PACRD #1197337Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
31 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 31 states
ArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaIllinoisKentuckyMarylandMassachusettsMinnesotaMissouriMontanaNevadaNew HampshireNew JerseyNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandSouth CarolinaTexasVermontVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/13/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 10/26/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 4/12/2006
Series 7
General Securities Representative Examination
Passed 10/15/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
8/27/2008Exton, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
3/7/2008Ocean Pines, MD
CITIGROUP GLOBAL MARKETS INC.
8/23/19943/20/2008Berwyn, PA
PRUDENTIAL SECURITIES INCORPORATED
8/25/19898/30/1994New York, NY
THOMSON MCKINNON SECURITIES INC.
10/19/19838/25/1989New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Geoffrey Snelling has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Peter Geoffrey Snelling - Financial Advisor in Exton, PA | AdvisorFinder