AdFi
PJ

Peter Jon Fredericksen

Investment Adviser Representative at OSAIC INSTITUTIONS, INC.

Randolph, MACRD #4902242Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
11 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaFloridaGeorgiaMaineMassachusettsNew HampshireNew YorkRhode IslandSouth CarolinaVermontVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/27/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 10/26/2006
Series 7
General Securities Representative Examination
Passed 2/24/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Institutions, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC INSTITUTIONS, INC.Current
4/30/2007Randolph, MA
MORGAN STANLEY & CO., INCORPORATED
4/2/20074/12/2007Boston, MA
MORGAN STANLEY
6/28/20064/2/2007Boston, MA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Jon Fredericksen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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