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Peter Nwabuokei Meme

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

East Brunswick, NJCRD #1529666Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
16 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
CaliforniaConnecticutFloridaGeorgiaIllinoisMarylandMassachusettsMinnesotaNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTennesseeTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/20/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 3/21/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/10/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/18/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
5/26/2015East Brunswick, NJ
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
1/8/20134/28/2015Scotch Plains, NJ
VALIC FINANCIAL ADVISORS, INC.
10/28/20102/28/2011Bedminster, NJ
MORGAN STANLEY
12/4/200212/7/2004Lawrencevill, NJ
MERRILL LYNCH PIERCE FENNER & SMITH INC.
11/1/20007/12/2002East Brunswick, NJ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Nwabuokei Meme has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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