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Peter Richard Gardiner

Investment Adviser Representative at THE INVESTMENT HOUSE LLC

Venice, CACRD #1297370Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Peter Richard Gardiner has worked in the securities industry since 2007. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/21/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 6/13/1994
Series 7
General Securities Representative Examination
Passed 3/26/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

THE Investment House LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE INVESTMENT HOUSE LLCCurrent
11/7/2012Venice, CA
MERRIMAN ASSET MANAGEMENT, INC.
5/22/20127/10/2012San Francisco, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at THE INVESTMENT HOUSE LLC

7 other advisors in the directory

View THE INVESTMENT HOUSE LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Richard Gardiner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Peter Richard Gardiner - Financial Advisor in Venice, CA | AdvisorFinder