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Steven Paul Steinberg

Investment Adviser Representative at THE INVESTMENT HOUSE LLC

Pacific Grove, CACRD #2587259Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Steven Paul Steinberg has worked in the securities industry since 2003. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/27/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 5/15/1995
Series 7
General Securities Representative Examination
Passed 4/21/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

THE Investment House LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE INVESTMENT HOUSE LLCCurrent
11/7/2012Pacific Grove, CA
FIRST WESTERN INVESTMENT MANAGEMENT, INC.
9/24/20096/19/2012Los Angeles, CA
GKM ADVISERS, LLC
8/11/20038/10/2009Pacific Grove, CA
GKM ADVISERS INC.
8/29/20028/13/2003Pacific Grove, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View THE INVESTMENT HOUSE LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Paul Steinberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Paul Steinberg - Financial Advisor in Pacific Grove, CA | AdvisorFinder