Peter Sean McDonnell

Investment Adviser Representative at IP FINANCIAL ADVISORY SERVICES LLC

CHARLOTTE, NCCRD #1374657Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

41 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

Illinois

Examinations passed

Series 66

Uniform Combined State Law Examination

Passed 2/24/2023

Series 65

Uniform Investment Adviser Law Examination

Passed 5/1/2019

Series 63

Uniform Securities Agent State Law Examination

Passed 8/14/1985

Series 24

General Securities Principal Examination

Passed 8/3/1992

Series 27

Financial and Operations Principal Examination

Passed 6/24/1992

Series 7TO

General Securities Representative Examination

Passed 1/27/2023

SIE

Securities Industry Essentials Examination

Passed 5/2/2022

Series 3

National Commodity Futures Examination

Passed 5/22/2009

Series 55

Limited Representative-Equity Trader Exam

Passed 9/1/2000

Series 7

General Securities Representative Examination

Passed 6/15/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

IP FINANCIAL ADVISORY SERVICES LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INNOVATION PARTNERS LLCCurrent

9/27/2024 – CHARLOTTE, NC

BANC OF AMERICA INVESTMENT SERVICES, INC.

9/21/2006 – 2/13/2007CHICAGO, IL

LIT AMERICA, INC.

8/30/1989 – 4/27/1992CHICAGO, IL

DREXEL BURNHAM LAMBERT INCORPORATED

6/18/1985 – 11/25/1985

REFCO SECURITIES, INC.

4/23/1987 – 3/11/1989

KINGSBURY CAPITAL, INC.

4/22/2015 – 5/7/2015EVANSTON, IL

ADVANCED EQUITIES, INC.

2/15/2007 – 11/20/2012CHICAGO, IL

CIVILIAN CAPITAL, INC.

10/27/2000 – 9/18/2006GREENWICH, CT

MCDONNELL, INC.

10/13/1992 – 6/14/2006KENILWORTH, IL

GREAT POINT CAPITAL LLC

1/27/2023 – 3/5/2024CHICAGO, IL

ROTH CAPITAL PARTNERS, LLC

1/17/2013 – 4/2/2015CHICAGO, IL

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Sean McDonnell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.