AdFi
PT

Peter Torres

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Florham Park, NJCRD #4580940Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
14 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
CaliforniaDelawareFloridaGeorgiaMarylandMassachusettsNew HampshireNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTennesseeVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/19/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/29/2002
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 8/24/2007
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 3/22/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
5/9/2016Florham Park, NJ
RBC CAPITAL MARKETS, LLCCurrent
5/6/2016Randolph, NJ
WELLS FARGO ADVISORS, LLC
8/13/20035/10/2016Dover, NJ
QUICK & REILLY, INC.
11/20/20028/26/2003Summit, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RBC CAPITAL MARKETS, LLC

Showing 12 of 3828 in the directory

View RBC CAPITAL MARKETS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Peter Torres has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Peter Torres - Financial Advisor in Florham Park, NJ | AdvisorFinder