AdFi
PE

Philip E Hecker

Investment Adviser Representative at HUB INVESTMENT PARTNERS, LLC

Carlsbad, CACRD #6500679Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Philip E. Hecker has worked in the securities industry since 2018. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/12/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 12/24/2019
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/26/2019
SIE
Securities Industry Essentials Examination
Passed 12/6/2016
Series 7
General Securities Representative Examination
Passed 7/8/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $99,999.991.50%
$100,000 - $999,999.991.25%
$1,000,000 - $2,999,999.991.00%
$3,000,000 - $6,999,999.990.75%
$7,000,000 - $9,999,999.990.50%
$10,000,000 and over
Source

HUB Investment Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HUB INVESTMENT PARTNERS, LLCCurrent
11/12/2025Carlsbad, CA
GLOBAL RETIREMENT PARTNERS LLCCurrent
7/12/2023Carlsbad, CA
LPL FINANCIAL LLC
8/11/202111/19/2025Carlsbad, CA
GWFS EQUITIES, INC.
1/4/20217/30/2021Greenwood Village, CO
MML DISTRIBUTORS, LLC
11/26/20191/4/2021Springfield, MA
T. ROWE PRICE INVESTMENT SERVICES, INC.
7/8/201512/6/2016Owings Mills, MD

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HUB INVESTMENT PARTNERS, LLC

Showing 12 of 117 in the directory

View HUB INVESTMENT PARTNERS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip E Hecker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched