AdFi
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Philip Hamilton Brice

Investment Adviser Representative at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Greenville, SCCRD #1019504Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
8 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
CaliforniaColoradoFloridaGeorgiaNorth CarolinaSouth CarolinaTennesseeTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/16/1991
Series 63
Uniform Securities Agent State Law Examination
Passed 1/21/1982
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 10/18/1983
Series 7
General Securities Representative Examination
Passed 1/16/1982
Series 24
General Securities Principal Examination
Passed 11/4/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$999,999 or less1.50%
$1,000,000–$2,000,0001.25%
Over $2,000,0001.00%
Source

Wealth Enhancement Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCurrent
10/2/2024Greenville, SC
FINTRUST CAPITAL ADVISORS, LLC
3/23/201810/3/2024Greenville, SC
GNI CAPITAL, LLC
5/19/20143/25/2019Greenville, SC
FINTRUST INVESTMENT ADVISORY SERVICES, LLC
3/16/20093/28/2018Greenville, SC
GNI CAPITAL INC.
4/26/20073/12/2009Greenville, SC
AMERICAN SECURITIES GROUP, INC.
4/26/20065/7/2007Greenville, SC
WACHOVIA SECURITIES, LLC
6/5/20024/24/2006Greenville, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip Hamilton Brice has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Philip Hamilton Brice - Financial Advisor in Greenville, SC | AdvisorFinder