Allen Ray Gillespie
Investment Adviser Representative at Wealth Enhancement Advisory Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Allen Ray Gillespie is an investment adviser representative with Wealth Enhancement Advisory Services, LLC in Greenville, SC, where they have been registered since 2024. They have worked in the securities industry since 2006 and have been registered with 4 firms, including Fintrust Capital Advisors, LLC and GNI Capital, LLC. They have passed 13 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Louisiana, South Carolina, and Texas.
Office
Advisors at this office: 13
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Louisiana, South Carolina, Texas
- Broker:
18 states and territories
Alabama, District of Columbia, Georgia, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Mississippi, Montana, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- GNI Capital, Inc.Dec 2001 – Jun 2019New York, NY
- Fintrust Brokerage Services, LLCJul 2008 – Sep 2024Greenville, SC
- Fintrust Investment Advisory Services, LLCSep 2009 – Mar 2018Greenville, SC
- FinTrust Capital Advisors, LLCMar 2018 – Jul 2021Greenville, SC
- Fintrust Capital Partners, LLCJan 2018 – Sep 2024Greenville, SC
- Fintrust Capital Advisors, LLCJul 2021 – Sep 2024Greenville, SC
- Wealth Enhancement GroupOct 2024 – no end date reportedGreenville, SC
- LPL Financial LLCOct 2024 – Jun 2025Greenville, SC
- Wealth Enhancement Advisory ServicesOct 2024 – no end date reportedGreenville, SC
- Wealth Enhancement Brokerage ServicesOct 2024 – no end date reportedGreenville, SC
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wealth Enhancement Advisory Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- $999,999 or less1.50%
- $1,000,000–$2,000,0001.25%
- Over $2,000,0001.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement income planning, investment management, risk management and insurance, tax strategies, estate planning, and financial planning. Also offers specialized solutions including employee retirement account management, trust services, tax preparation, business owner consulting, plan sponsor guidance, plan participant education, and employee benefits programs.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 976
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Plymouth, MN
- SEC file number:
- 801-60749
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 20, 2026
View full firm profileOther advisors at Wealth Enhancement Advisory Services, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Allen Ray Gillespie has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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