AdFi
RW

Ralph William Lettieri

Investment Adviser Representative at CHICKASAW CAPITAL MANAGEMENT, LLC

Palos Verdes Estates, CACRD #2218171Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
25 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ralph William Lettieri has worked in the securities industry since 1992. They are registered to provide investment advisory services in 25 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 25 states
AlaskaArizonaArkansasCaliforniaColoradoHawaiiIdahoIowaKansasLouisianaMinnesotaMissouriMontanaNebraskaNevadaNew MexicoNorth DakotaOklahomaOregonSouth DakotaTennesseeTexasUtahWashingtonWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/2/2002
Series 65
Uniform Investment Adviser Law Examination
Passed 5/24/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 6/4/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/9/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Chickasaw Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CHICKASAW CAPITAL MANAGEMENT, LLCCurrent
8/10/2020Palos Verdes Estates, CA
CHICKASAW SECURITIES, LLCCurrent
8/7/2020Palos Verdes Estates, CA
INVESCO ADVISERS, INC.
11/3/20164/5/2018Palos Verdes Estates, CA
GOLDMAN SACHS ASSET MANAGEMENT, L.P.
7/24/200311/13/2015New York, NY
GOLDMAN, SACHS & CO.
7/24/200311/13/2015Palos Verdes Estates, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CHICKASAW CAPITAL MANAGEMENT, LLC

Showing 12 of 14 in the directory

View CHICKASAW CAPITAL MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ralph William Lettieri has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ralph William Lettieri - Financial Advisor in Palos Verdes Estates, CA | AdvisorFinder