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Steven Michael Delarosa

Investment Adviser Representative at CHICKASAW CAPITAL MANAGEMENT, LLC

Las Vegas, NVCRD #1994118Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
27 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 27 states
AlaskaArizonaArkansasCaliforniaColoradoHawaiiIdahoIowaKansasLouisianaMinnesotaMissouriMontanaNebraskaNevadaNew MexicoNorth CarolinaNorth DakotaOhioOklahomaOregonSouth DakotaTennesseeTexasUtahWashingtonWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/27/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/15/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/19/1994
Series 24
General Securities Principal Examination
Passed 7/11/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Chickasaw Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CHICKASAW CAPITAL MANAGEMENT, LLCCurrent
6/16/2015 – Las Vegas, NV
CHICKASAW SECURITIES, LLCCurrent
4/8/2015 – Las Vegas, NV
IMST DISTRIBUTORS, LLC
9/4/2014 – 12/12/2014Portland, ME
NEXBANK SECURITIES INC
1/20/2011 – 10/8/2012Dallas, TX
LEGG MASON INVESTOR SERVICES, LLC
12/1/2005 – 6/8/2009Pasadena, CA
LEGG MASON WOOD WALKER, INCORPORATED
9/30/2003 – 12/1/2005Baltimore, MD
LM FINANCIAL PARTNERS, INC.
8/11/2001 – 9/30/2003New Orleans, LA
ARROYO SECO, INC.
8/21/1998 – 8/11/2001Pasadena, CA
PRINCOR FINANCIAL SERVICES CORPORATION
12/20/1994 – 10/22/1996Des Moines, IA
PRINCOR FINANCIAL SERVICES CORPORATION
11/20/1989 – 7/17/1991Des Moines, IA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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Edward William Kelly III
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Henry Lee Levy
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Andrew Zoltan Lapsley
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Geoffrey Paul Mavar
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Matthew Gregory Mead
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William James Threadgill III
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View CHICKASAW CAPITAL MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Michael Delarosa has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Michael Delarosa - Financial Advisor in Las Vegas, NV | AdvisorFinder