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Raul Dfener Nazario Gonzales

Investment Adviser Representative at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

New York, NYCRD #7330779Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Raul Dfener Nazario Gonzales has worked in the securities industry since 2022. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/6/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 3/19/2021
Series 7
General Securities Representative Examination
Passed 5/2/2022
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/5/2021
SIE
Securities Industry Essentials Examination
Passed 2/17/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$999,999 or less1.50%
$1,000,000–$2,000,0001.25%
Over $2,000,0001.00%
Source

Wealth Enhancement Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCurrent
8/14/2024New York, NY
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCurrent
8/12/2024New York, NY
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.
10/6/20227/31/2023Garden City, NY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raul Dfener Nazario Gonzales has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Raul Dfener Nazario Gonzales - Financial Advisor in New York, NY | AdvisorFinder