Raul Valencia
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Raul Valencia is an investment adviser representative with J.p. Morgan Securities LLC in San Antonio, TX, where they have been registered since 2021. They have worked in the securities industry since 2004 and have been registered with 4 firms, including PNC Managed Account Solutions, Inc. and Frost Investment Services. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
16 states and territories
Arizona, California, Colorado, Florida, Georgia, Indiana, Kansas, Kentucky, Louisiana, Massachusetts, Minnesota, Mississippi, Nebraska, Oklahoma, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Frost Brokerage Services IncMay 2014 – Nov 2018San Antonio, TX
- Frost Investment ServicesOct 2017 – Nov 2018San Antonio, TX
- PNC Managed Account Solutions, Inc.Dec 2018 – Aug 2021San Antonio, TX
- BBVA Securities IncDec 2018 – Aug 2021San Antonio, TX
- BbvaDec 2018 – Aug 2021San Antonio, TX
- J.p. Morgan Securities LLCDec 2021 – no end date reportedSchertz, TX
- JP Morgan Chase BANK, N.A.Dec 2021 – no end date reportedSchertz, TX
- Valencia Family Properties, LLCApr 2018 – no end date reportedEl Paso, TX
- Frost BankJan 2014 – Nov 2018San Antonio, TX
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raul Valencia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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