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Raymond Paul Jacques Cfp

Investment Adviser Representative at NEW ENGLAND SCHOONER, INC.

Peabody, MACRD #1451245Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
4 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Raymond Paul Jacques Cfp has worked in the securities industry since 1986. They have passed the Series 65, 63, 51, 24, 7, and 6 examinations. They are registered to provide investment advisory services in Maine, Massachusetts, New Hampshire, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
MaineMassachusettsNew HampshireTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/21/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 2/12/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/26/1993
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/19/1986
Series 51
Municipal Fund Securities Principal Examination
Passed 11/15/2006
Series 24
General Securities Principal Examination
Passed 6/23/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0175
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NEW England Schooner, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEW ENGLAND SCHOONER, INC.Current
7/7/2006Peabody, MA
OSAIC WEALTH, INC.Current
3/3/2004Peabody, MA
FORTIS INVESTORS, INC.
9/24/19937/24/1996Oakdale, MN
FIRST INVESTORS CORPORATION
2/20/19869/8/1992Edison, NJ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NEW ENGLAND SCHOONER, INC.

3 other advisors in the directory

View NEW ENGLAND SCHOONER, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Raymond Paul Jacques Cfp has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Raymond Paul Jacques Cfp - Financial Advisor in Peabody, MA | AdvisorFinder