AdFi
NE

NEW England Schooner, Inc.

SEC Registered

Personal, Friendly, Invested

Peabody, MAhttps://neschooner.com978-977-4757
Assets Under Management
$100M–$500M
Employees
4
Office Locations
1 office
Total Accounts
534

About the firm

As New England's premier financial planning firm, New England Schooner helps individuals, families and businesses reach their full financial potential one custom strategy at a time. The firm provides straightforward, authentic financial guidance and is partnered with Royal Alliance Associates, Inc., one of the nation's largest independent broker-dealers.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCharitable Organizations

Areas of expertise

Financial PlanningInvestment GuidanceWealth ManagementCustom StrategiesIndependent Broker-dealer

Services

Financial planning and investment guidance delivered through custom strategies, with access to products and support through partnership with Royal Alliance Associates, Inc.

Who they serve

Individuals, families, and businesses of all ages and from a variety of backgrounds who are serious about reaching their wealth goals.

Client segmentClientsAssets managed
Individuals (Non-HNW)285$91M
High Net Worth Individuals35$74M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

Office locations

1 office in 1 state
MA
PeabodyHQ

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#129552
SEC Number
801-133872
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $250,000 (waivable)

Data as of March 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NEW England Schooner, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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NEW England Schooner, Inc. in Peabody, MA | AdvisorFinder