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Stephen Andrew Taylor

Investment Adviser Representative at NEW ENGLAND SCHOONER, INC.

Peabody, MACRD #2562584Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Stephen Andrew Taylor has worked in the securities industry since 1995. They have passed the Series 65, 63, 24, 7, and 6 examinations. They are registered to provide investment advisory services in Massachusetts.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Massachusetts
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/22/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 1/20/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/3/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/12/1995
Series 24
General Securities Principal Examination
Passed 12/30/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0175
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NEW England Schooner, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEW ENGLAND SCHOONER, INC.Current
7/7/2006Peabody, MA
FORTIS INVESTORS, INC.
4/3/19957/24/1996Oakdale, MN

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NEW ENGLAND SCHOONER, INC.

3 other advisors in the directory

View NEW ENGLAND SCHOONER, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Andrew Taylor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Stephen Andrew Taylor - Financial Advisor in Peabody, MA | AdvisorFinder