Reynaldo Ortiz
Investment Adviser Representative at Eagle Strategies LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Reynaldo Ortiz is an investment adviser representative with Eagle Strategies LLC in Valley Stream, NY, where they have been registered since 2025. They have worked in the securities industry since 2010 and have been registered with 4 firms, including M Holdings Securities, Inc. and Northwestern Mutual Investment Services,llc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- BNY MellonMar 2011 – Mar 2018Uniondale, NY
- UnemployedNov 2018 – Dec 2018Valley Stream, NY
- Bank of America MerrillDec 2018 – Sep 2020West Hempstead, NY
- UnemployedOct 2020 – Dec 2020Valley Stream, NY
- William Lee RichardsonJan 2021 – Mar 2021New York, NY
- Matthew C LeopoldJan 2021 – Mar 2021New York, NY
- William RichardsonApr 2021 – Apr 2023New York, NY
- Matthew LeopoldApr 2021 – Apr 2023New York, NY
- Northwestern Mutual Investment Services LLCApr 2021 – Apr 2023New York, NY
- JP Morgan ChaseMay 2018 – Nov 2018South Valley Stream, NY
- Northwestern Mutual Wealth Management CompanyMay 2021 – Apr 2023Milwaukee, WI
- Spencer A CohenNov 2022 – Apr 2023New York, NY
- M Holdings Securities, Inc.Aug 2023 – Jun 2025Portland, OR
- UnemployedApr 2023 – Aug 2023Valley Stream, NY
- New York Life Insurance CompanyAug 2025 – no end date reportedNy, NY
- NYLife Securities LLCSep 2025 – no end date reportedNew York, NY
- Eagle Strategies LLCOct 2025 – no end date reportedValley Stream, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Eagle Strategies LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Customized wealth management and protection solutions, investment growth strategies, retirement planning, legacy planning, and holistic financial advice and guidance.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,469
- Offices listed on AdvisorFinder:
- 27
- Main office:
- New York, NY
- SEC file number:
- 801-32987
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 31, 2026
View full firm profileOther advisors at Eagle Strategies LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Reynaldo Ortiz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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