AdFi
RA

Richard A Yemm

Investment Adviser Representative at SECURE ASSET MANAGEMENT, L.L.C.

Vero Beach, FLCRD #2224927Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/24/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 4/14/1992
Series 24
General Securities Principal Examination
Passed 10/20/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/24/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Third-Party Money Manager Signals - All Assets0.75%
ERISA 3(21) - Tier 10.90%
ERISA 3(21) - Tier 20.70%
ERISA 3(21) - Tier 30.40%
ERISA 3(21) - Tier 40.27%
ERISA 3(38) - Tier 11.00%
ERISA 3(38) - Tier 20.75%
ERISA 3(38) - Tier 30.65%
ERISA 3(38) - Tier 40.55%
Source

SECURE ASSET Management, L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SCF SECURITIES, INC.
8/3/20219/19/2024Vero Beach, FL
CETERA ADVISORS LLC
7/6/200112/26/2013VERO BEACH, FL
KMS FINANCIAL SERVICES, INC.
7/2/201911/6/2020Vero Beach, FL
FFP SECURITIES, INC.
6/17/19932/15/1996CHESTERFIELD, MO
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
3/26/19926/7/1993MINNEAPOLIS, MN
IDS LIFE INSURANCE COMPANY
3/26/19926/7/1993MINNEAPOLIS, MN
SII INVESTMENTS, INC.
3/12/199612/9/1997APPLETON, WI
KOVACK SECURITIES INC.
12/26/20137/2/2019Vero Beach, FL
CARDINAL INVESTMENTS, INC.
12/18/19977/2/2001COLUMBIA, IL
SECURITIES AMERICA, INC.
11/6/20208/5/2021Vero Beach, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard A Yemm has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard A Yemm - Financial Advisor in Vero Beach, FL | AdvisorFinder