AdFi
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Scott Michael Barth

Investment Adviser Representative at SECURE ASSET MANAGEMENT, L.L.C.

Flower Mound, TXCRD #2750393Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
9 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
ColoradoDistrict of ColumbiaFloridaGeorgiaIllinoisKansasMissouriTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/16/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 10/22/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/12/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/23/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Third-Party Money Manager Signals - All Assets0.75%
ERISA 3(21) - Tier 10.90%
ERISA 3(21) - Tier 20.70%
ERISA 3(21) - Tier 30.40%
ERISA 3(21) - Tier 40.27%
ERISA 3(38) - Tier 11.00%
ERISA 3(38) - Tier 20.75%
ERISA 3(38) - Tier 30.65%
ERISA 3(38) - Tier 40.55%
Source

SECURE ASSET Management, L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AURORA SECURITIESCurrent
9/10/2024Flower Mound, TX
METLIFE SECURITIES INC.
9/24/19967/6/2000SPRINGFIELD, MA
METROPOLITAN LIFE INSURANCE COMPANY
9/24/19967/6/2000NEW YORK, NY
NYLIFE SECURITIES INC.
9/19/20006/19/2001NEW YORK, NY
SCF SECURITIES, INC.
8/13/20129/9/2024SAN DIEGO, CA
USALLIANZ SECURITIES, INC.
6/13/200110/16/2002MINNEAPOLIS, MN
FINANCIAL WEST GROUP
12/6/200211/30/2007JANESVILLE, WI
BROKERSXPRESS LLC
12/4/20078/6/2012JANESVILLE, WI

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Michael Barth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Scott Michael Barth - Financial Advisor in Flower Mound, TX | AdvisorFinder