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Richard George Hubert Depalma

Investment Adviser Representative at Centaurus Financial, Inc.

Erie, PACRD #4517536Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Richard George Hubert Depalma is an investment adviser representative with Centaurus Financial, Inc. in Erie, PA, where they have been registered since 2010. They have worked in the securities industry since 2002 and have been registered with 3 firms, including Transamerica Financial Advisors, Inc. and American General Securities Incorporated. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Arizona, California, Florida, Idaho, Iowa, Oklahoma, Pennsylvania, and Texas.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, California, Florida, Idaho, Iowa, Oklahoma, Pennsylvania, Texas
Broker:
5 states and territories

Arizona, California, Idaho, Iowa, Pennsylvania

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/4/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 5/11/2002
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 62
Corporate Securities Limited Representative Examination
Passed 2/4/2005
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/8/2002
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 10/11/2012

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Centaurus Financial, Inc.Current
5/27/2010 – Erie, PA
Transamerica Financial Advisors, Inc.
3/29/2004 – 10/29/2007Rancho Cucamonga, CA
American General Securities Incorporated
1/15/2003 – 3/9/2004Phoenix, AZ
American General Securities Incorporated
4/9/2002 – 12/31/2002Phoenix, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Centaurus Financial, Inc.
    Oct 2007 – no end date reportedOrange, CA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Centaurus Financial, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$25,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth Management, Retirement Plans, Insurance Plans, and Alternative Investments

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersMarket TimingEducational Seminars and Workshops
Firm areas of expertise
Independent Broker/dealerWealth ManagementRetirement PlansInsuranceAlternative InvestmentsInvestment AdvisorySecurities

Client types the firm serves

IndividualsHigh Net WorthCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
426
Offices listed on AdvisorFinder:
25
Main office:
Anaheim, CA
SEC file number:
801-56882

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard George Hubert Depalma has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Richard George Hubert Depalma (Centaurus Financial)