Richard Ira Zivi Jr.
Investment Adviser Representative at NBZ Investment Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Richard Ira Zivi Jr. is an investment adviser representative with NBZ Investment Advisors, LLC in Knoxville, TN, where they have been registered since 2004, the year they entered the securities industry. They are registered to provide investment advice in Tennessee.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NBZ Investment Advisors, LLCJul 1995 – no end date reportedKnoxville, TN
- Novinger, BALL & ZIVI, P.C.Nov 1988 – no end date reportedKnoxville, TN
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About NBZ Investment Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- First $500,0000.75%
- Next $2,500,0000.50%
- Balance above $3 Million0.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Personalized investment portfolio construction and allocation, holistic financial planning integrated with tax, estate, and retirement planning, financial modeling, risk tolerance assessment, and ongoing communication and reporting on investment progress.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Knoxville, TN
- SEC file number:
- 801-62087
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 25, 2026
View full firm profileOther advisors at NBZ Investment Advisors, LLC
2 other advisors in the directory
Similar advisors in Knoxville, TN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Ira Zivi Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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