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Richard Ira Zivi Jr.

Investment Adviser Representative at NBZ INVESTMENT ADVISORS, LLC

Knoxville, TNCRD #4602508Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Tennessee

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0000.75%
Next $2,500,0000.50%
Balance above $3 Million0.00%
Source

NBZ Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NBZ INVESTMENT ADVISORS, LLCCurrent
2/17/2004Knoxville, TN

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NBZ INVESTMENT ADVISORS, LLC

2 other advisors in the directory

View NBZ INVESTMENT ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Ira Zivi Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard Ira Zivi Jr. - Financial Advisor in Knoxville, TN | AdvisorFinder