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NBZ INVESTMENT ADVISORS, LLC

SEC Registered

Innovative Planning · Diversified Investing

KNOXVILLE, TNhttps://nbzinvest.com865.584.1184
Assets Under Management
$100M–$500M
Employees
7
Office Locations
1 office
Total Accounts
529

About the firm

NBZ Investment Advisors, LLC is a registered investment advisor that helps clients manage their investments in a way that matches their long-term goals, risk tolerance, and tax circumstances. The firm combines a background as CPAs with holistic, integrated investment planning across tax, estate, and retirement considerations.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable Organizations

Areas of expertise

Registered Investment AdvisorFiduciaryCPATax-wise InvestingFinancial PlanningRetirement PlanningEstate PlanningDiversificationAsset AllocationRisk Management

Services

Personalized investment portfolio construction and allocation, holistic financial planning integrated with tax, estate, and retirement planning, financial modeling, risk tolerance assessment, and ongoing communication and reporting on investment progress.

Who they serve

Individual clients seeking investment management aligned with their long-term goals, risk tolerance, and tax circumstances, including those with questions on retirement, college savings, real estate, and business decisions.

Client segmentClientsAssets managed
Individuals (Non-HNW)84$20M
High Net Worth Individuals114$411M
Charitable Organizations1$359k

0 total clients reported on Form ADV.

Leadership

Jeffrey Halver Novinger
MANAGING MEMBER
Richard Ira Zivi
MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
TN
KNOXVILLEHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#123902
SEC Number
801-62087
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Asset tierAnnual rate
First $500,0000.75%
Next $2,500,0000.50%
Balance above $3 Million0.00%

Data as of March 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. NBZ INVESTMENT ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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