Richard John Tice
Investment Adviser Representative at VALLEY BROOK CAPITAL GROUP
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Up to $1,000,000 | 1.00% |
| $1,000,001 to $4,000,000 | 0.90% |
| $4,000,001 to $6,000,000 | 0.75% |
| Above $6,000,000 | 0.00% |
Firm-stated minimum; may be waived at the firm's discretion.
Valley Brook Capital Group Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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