VALLEY BROOK CAPITAL GROUP
SEC RegisteredReach your financial peak
About the firm
Valley Brook Capital Group began in 1999 as a small family office. Today, they offer comprehensive investment and financial planning services to individuals and businesses nationwide, with completely customized portfolios built in tandem with a holistic planning process designed to meet client goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive investment and financial planning services, including completely customized portfolios and a holistic planning process
Who they serve
Individuals and businesses nationwide
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 137 | $29M |
| High Net Worth Individuals | 59 | $159M |
| Charitable Organizations | 3 | $21M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Up to $1,000,000 | 1.00% |
| $1,000,001 to $4,000,000 | 0.90% |
| $4,000,001 to $6,000,000 | 0.75% |
| Above $6,000,000 | 0.00% |
Data as of February 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. VALLEY BROOK CAPITAL GROUP has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.