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Richard Ralph Buller

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Muscatine, IACRD #1511922Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
21 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 21 states
ArizonaArkansasCaliforniaColoradoFloridaHawaiiIdahoIllinoisIowaKansasMichiganMinnesotaMissouriNebraskaOregonPennsylvaniaTexasUtahVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/27/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 5/4/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 7/16/2007
Series 7
General Securities Representative Examination
Passed 4/27/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/11/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
6/10/2016Muscatine, IA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Current
10/28/2004Muscatine, IA
PFS INVESTMENTS INC.
10/11/20019/1/2004Duluth, GA
SALOMON SMITH BARNEY INC.
4/28/199812/22/2000New York, NY
FIRST AMERICAN NATIONAL SECURITIES, INC.
6/12/19867/27/1988

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Ralph Buller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard Ralph Buller - Financial Advisor in Muscatine, IA | AdvisorFinder