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Charles William Heil III

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Cedar Rapids, IACRD #241766Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
60 yrs
States Registered
11 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaFloridaIllinoisIndianaKansasKentuckyMassachusettsMissouriNorth CarolinaTennesseeTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/30/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 2/17/1986
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 11/12/1964
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 40
Registered Principal Examination
Passed 3/12/1977

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
12/5/2025Cedar Rapids, IA
MOLONEY SECURITIES ASSET MANAGEMENT LLC
2/23/201612/5/2025Manchester, MO
MOLONEY INVESTMENT ADVISORY LLC
3/17/201612/31/2016Manchester, MO
MOLONEY SECURITIES CO., INC.
12/13/20124/27/2016Manchester, MO
SMITH MOORE & CO.
3/29/200412/11/2012Clayton, MO
CAPITAL EQUITIES MANAGEMENT LLC
6/12/19884/14/2004St. Louis, MO
RT JONES CAPITAL EQUITIES INC
12/2/19983/24/2004St Louis, MO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Charles William Heil III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Charles William Heil III - Financial Advisor in Cedar Rapids, IA | AdvisorFinder