Richard Steven Babjak Jr
Investment Adviser Representative at SUMMIT FINANCIAL, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Richard Steven Babjak has worked in the securities industry since 1990. They have passed the Series 99, 79, 65, 63, 53, 52, 27, 24, 22, 7, 6, and 4 examinations. They are registered to provide investment advisory services in Illinois.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Firm-stated minimum; may be waived at the firm's discretion.
Summit Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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